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Course Description

Most people know that “insider trading” is bad — but have you considered why? In this lesson, you will explore key elements of insider trading, including trading by “classic” insiders, trading by “temporary” insiders, trading when there is a breach of duty to the source of information, and liability for tipping. Additionally, you will become familiar with the principal agreements and other documents in a public offering of securities.

For the best experience, take "Key Securities Law Liabilities and Principal Underwriting Documents: Anticipate Key Securities Law Liabilities" prior to taking this lesson.

Benefits to the Learner

  • Examine Rule 10b-5
  • Identify short-swing trading
  • Explore underwriting agreements and closing documents
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Type
self-paced (non-instructor led)
Dates
Sep 30, 2022 to Dec 31, 2030
Total Number of Hours
1.0
Course Fee(s)
Regular Price $0.00
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