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Course Description

In this lesson, you will explore how different exempt offerings can be “integrated” as a single offering. You will also consider regulations that permit an issuer to “test the waters” to assess potential demand for an upcoming offering. In addition, you will investigate key secondary market exemptions involving resales of securities. Part of that investigation will include discovering when a person becomes an underwriter, the effect of becoming an underwriter, and safe harbors from being classified as an underwriter.

Benefits to the Learner

  • Examine the Securities Act integration framework
  • Examine exemptions for underwriters
  • Explore the benefits of Regulation S
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Type
self-paced (non-instructor led)
Dates
Sep 30, 2022 to Dec 31, 2030
Total Number of Hours
1.0
Course Fee(s)
Regular Price $0.00
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