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Course Description

Even if you are not an attorney, it is important to have an understanding of the securities regulations so you can partner effectively with legal counsel and the other professionals who are part of the registration and offering process. In this lesson, you will develop skills to help you understand the registration process and how to avoid some common pitfalls. You will also gain a better understanding of the capital-raising process, including road shows, free writing prospectuses, stabilization, and the “green shoe,” along with the regulations that shape it. In addition, you will have an opportunity to draft a Risk Factor, which is a common type of disclosure in a registration statement and prospectus.

Benefits to the Learner

  • Examine underwriting
  • Discover how to draft a registration statement
  • Explore free writing prospectuses
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Type
self-paced (non-instructor led)
Dates
Sep 30, 2022 to Dec 31, 2030
Total Number of Hours
1.0
Course Fee(s)
Regular Price $0.00
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