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Course Description

A rule violation often requires an investigation. This lesson focuses on defining the circumstances that call for an investigation as well as the steps that should be followed as part of an investigation. You will determine how to develop an investigative capacity within the organization and identify the appropriate scale for your investigation. You will examine the differences between a criminal investigation and an internal corporate investigation. You will also consider how investigations can disrupt business operations, along with the steps a compliance officer can take to limit that disruption. You will ultimately decide whether your investigation has reached its goals and can be concluded.

Benefits to the Learner

  • Define the circumstances that require an investigation
  • Consider the investigative capacity within your organization
  • Investigate the difference between internal and criminal investigations
  • Explore how to manage an investigation without disrupting other business operations
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Type
self-paced (non-instructor led)
Dates
Jun 11, 2022 to Dec 31, 2030
Total Number of Hours
1.0
Course Fee(s)
Regular Price $0.00
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