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Course Description

Whether or not a security is being offered or sold is a foundational question in securities regulation. In general, if it’s not a security, the transaction is not subject to the securities laws. There are various factors to consider when determining what constitutes a security, and the implications of these decisions are far-reaching.

In this course, you will gain perspective on these complexities. You will discover how courts and regulators define a security, including emerging instruments and transactions such as digital tokens and other assets. You will consider cases and examples that highlight how nontraditional forms of investment can be considered securities then explore the effects of these decisions. Finally, you will join your peers in discussions on topics such as how securities laws may be outdated.

Faculty Author

Charles K. Whitehead

Benefits to the Learner

  • Recognize the implications of definitions and regulations on securities
  • Explore the factors that regulators consider in determining what is a security

Target Audience

  • Finance professionals
  • Investors and investment professionals
  • Lawyers
  • Business leaders
  • Compliance and risk management professionals
  • Procurement professionals
  • Fundraising professionals

Applies Towards the Following Certificates

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Enroll Now - Select a section to enroll in
Type
2 week
Dates
Jun 19, 2024 to Jul 02, 2024
Total Number of Hours
12.0
Course Fee(s)
Standard Price $999.00
Type
2 week
Dates
Sep 11, 2024 to Sep 24, 2024
Total Number of Hours
12.0
Course Fee(s)
Standard Price $999.00
Type
2 week
Dates
Dec 04, 2024 to Dec 17, 2024
Total Number of Hours
12.0
Course Fee(s)
Standard Price $999.00
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